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Katie Medel Permitted to Resign by NMIS

Katie Medel (CRD #: 7480110) has been permitted to resign by NMIS. This disclosure appears on her BrokerCheck record, accessed on August 7, 2024. Keep reading if you have questions regarding her alleged conduct. 

Employment Separation After Allegations 

On June 28, 2024, Katie Medel was permitted to resign by NMIS. This followed allegations that she admitted to signing an insured’s name to a life insurance application. 

High Standards of Commercial Honor

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Signing an insured’s name on a life insurance application may violate this rule. 

Background Information

Katie Medel has passed the following exams: 

  • Series 63 Uniform Securities Agent State Law Examination 
  • Series 6TO Investment Company Products / Variable Contracts Representative Examination 
  • SIE – Securities Industry Essentials Examination 

Kurta Law Can Help 

If you have worked with Katie Medel and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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