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Kamran Aghili Allegedly Failed to Follow Investor’s Instructions

Kamran Aghili (CRD #: 2751573), a broker registered with SagePoint Financial, allegedly failed to follow an investor’s instructions, according to his BrokerCheck record, accessed on November 12, 2022. If you want to know more about his conduct as a broker, keep reading.

Investor Dispute

On September 1, 2022, an investor filed a dispute alleging that Kamran Aghili purchased a variable annuity in violation of the investor’s instructions. Variable annuities are complex investments that are often unsuitable for investors because of surrender charges, tax penalties, and fees. This dispute is currently pending.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

Kamran Aghili has passed the following exams:

  • Series 63 – Uniform Securities Agent State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 7 – General Securities Representative Examination
  • Series 6 – Investment Company Products/Variable Contracts Representative Examination
  • Series 24 – General Securities Principal Examination

Kamran Aghili is a registered broker in nine states.

He previously worked for SunAmerica Securities (CRD#:20068).

Kurta Law Can Help

If you worked with Kamran Aghili and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

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