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Justin May is Facing a Six-Figure Investor Dispute

Justin May (CRD #: 5162373), a broker registered with LPL Financial, is the subject of an investor dispute. This is according to his BrokerCheck record, accessed on December 21, 2023. Keep reading if you have questions regarding these allegations. 

On November 9, 2023, an investor alleged that Justin May recommended investments that were not suitable for the customer’s investment profile and risk tolerance. The investor is seeking $395,000. 

Unsuitable Investments 

FINRA Rule 2111 defines suitable investments as securities that fit an investor’s profile. Investor profiles have information on the investor’s age, risk tolerance, tax status, investing experience, and financial goals. Investments that do not take these factors into account may be unsuitable. 

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Violations of FINRA Rule 2111 also violate this rule. 

Background Information 

Justin May has passed the following exams: 

  • Series 66 Uniform Combined State Law Examination
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination 

He is a registered broker and investment adviser in Georgia and Texas. He is also a registered broker in Florida, Louisiana, Mississippi, Oklahoma, West Virginia, and Wyoming. 

Justin May has registered with the following firms: 

  • LPL Financial (CRD #: 6413) 
  • Commonwealth Financial Network (CRD #: 8032) 
  • Edward Jones (CRD #: 250) 

Kurta Law Can Help 

If you have worked with Justin May and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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