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Justin Gerow Fired from LPL Financial Following Alleged Misconduct

Justin Gerow (CRD #: 4435995), a broker formerly registered with LPL Financial, was fired from that firm following alleged misconduct, according to his BrokerCheck record, accessed on June 6, 2023. If you have questions about his alleged conduct as a broker, keep reading.

Termination from LPL Financial

On May 8, 2023, Justin Gerow was fired from LPL Financial after allegedly submitting broker of record change forms bearing non-genuine signatures to a mutual fund company.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

Justin Gerow has passed the following exams:

  • Series 65 – Uniform Investment Adviser Law Examination
  • Series 63 – Uniform Securities Agent State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 6 – Investment Company Products/Variable Contracts Representative Examination
  • Series 26 – Investment Company Products/Variable Contracts Principal Examination

He previously worked for LPL Financial (CRD#:6413) and PFS Investments (CRD#:10111).

Kurta Law Can Help

If you worked with Justin Gerow and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

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