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Juan Daniel Ceja Resigned from CitiGroup Global Markets

Juan Daniel Ceja (CRD # 7192196) has resigned from CitiGroup Global Markets. This disclosure appears on his BrokerCheck record, accessed on August 8, 2024. Keep reading if you have questions regarding his alleged conduct. 

Employment Separation After Allegations 

On June 11, 2024, Juan Daniel Ceja voluntarily resigned from CitiGroup Global Markets following allegations that he altered a bank document after it was signed by the client. 

High Standards of Commercial Honor

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Altering a bank document may violate this rule. 

Background Information 

Juan Daniel Ceja has passed the following exams:

  • Series 65 Uniform Investment Adviser Law Examination 
  • Series 63 Uniform Securities Agent State Law Examination 
  • Series 6TO Investment Company Products / Variable Contracts Representative Examination 
  • SIE – Securities Industry Essentials Examination 

During his one year of experience, he has registered with three firms: 

  • CitiGroup Global Markets (CRD #: 7059) 
  • Sanford C. Bernstein & Co. (CRD #: 104474) 
  • Northwestern Mutual Investment Services (CRD #: 2881) 

Kurta Law Can Help 

If you worked with Juan Daniel Ceja and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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