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Investor Alleges Joyce Mechler Failed to Place Trades

Joyce Mechler (CRD #: 4222450), a broker registered with Edward Jones, is involved in a pending dispute, according to her BrokerCheck record, accessed on February 21, 2023. Keep reading to learn more about her alleged conduct as a broker.

Investor Dispute

On January 5, 2023, an investor alleged that she discussed selling equities and placing her investments in bonds and certificates of deposit with Joyce Mechler in 2022. The client alleges that Joyce Mechler failed to place any trades to this effect, resulting in losses. The client seeks $100,000 in damages in this pending dispute.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Failure to follow client instructions may violate this rule. 

Background Information

Joyce Mechler has passed the following exams:

  • Series 66 – Uniform Combined State Law Examination
  • Series 63 – Uniform Securities Agent State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 7 – General Securities Representative Examination

Joyce Mechler is a registered broker in 27 states and the District of Columbia. She is also a registered investment adviser in Texas.

Kurta Law Can Help

If you worked with Joyce Mechler and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

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