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Joshua Steele is the Subject of an Investor Dispute

By: kurtablogs Author
November 22, 2025 at 6:21pm

Joshua Steele (CRD #: 5760616), a broker registered with Edward Jones, is the subject of an investor dispute. This disclosure appeared on his BrokerCheck record, accessed on November 22, 2025. Keep reading if you have questions regarding his alleged conduct.

Investor Allegations

On October 21, 2025, an investor alleged that Joshua Steele did not follow her instructions on investing 5% of her portfolio in metals. The dispute was denied, but investors should know that firms can deny disputes without any external review.

High Standards of Commercial Honor

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Failing to follow instructions may violate this rule.

Background Information

Joshua Steele has passed the following exams:

  • Series 66 Uniform Combined State Law Examination
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination

He is a registered broker in ten states and is a registered investment adviser in Texas and Washington.

Kurta Law Can Help

If you worked with Joshua Steele and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

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