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Ameriprise Financial Services Fires Joshua Ortman

Dec 8, 2021 Fired Brokers

Joshua Ortman (CRD #: 6977565), a former registered broker and investment advisor, has been fired from his position at Ameriprise Financial Services, according to his BrokerCheck record, accessed on November 17, 2021.  

Employment Termination Details 

On September 23, 2021, Ameriprise Financial Services fired Joshua Ortman following allegations that he violated a final behavior warning related to trade corrections policies. According to FINRA Rule 2010, brokers must uphold high standards of commercial honor. 

Background Information 

Joshua Ortman has passed the following exams: 

  • Series 66 - Uniform Combined State Law Examination 
  • SIE - Securities Industry Essentials Examination 
  • Series 7 - General Securities Representative Examination 

He has worked with the following firms: 

  • Ameriprise Financial Services (CRD#:6363) 

Kurta Law Can Help 

If you have suffered losses after working with Joshua Ortman, don't hesitate to contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Reach out today to start the process to recover your investment losses.