Ameriprise Financial Services Fires Joshua Ortman
Joshua Ortman (CRD #: 6977565), a former registered broker and investment advisor, has been fired from his position at Ameriprise Financial Services, according to his BrokerCheck record, accessed on November 17, 2021.
Employment Termination Details
On September 23, 2021, Ameriprise Financial Services fired Joshua Ortman following allegations that he violated a final behavior warning related to trade corrections policies. According to FINRA Rule 2010, brokers must uphold high standards of commercial honor.
Joshua Ortman has passed the following exams:
- Series 66 – Uniform Combined State Law Examination
- SIE – Securities Industry Essentials Examination
- Series 7 – General Securities Representative Examination
He has worked with the following firms:
- Ameriprise Financial Services (CRD#:6363)
Kurta Law Can Help
If you have suffered losses after working with Joshua Ortman, don’t hesitate to contact us today at 877-600-0098 or email@example.com for a free consultation.
For nearly 20 years, Kurta Law has advocated for investors. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Reach out today to start the process to recover your investment losses.