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Jonathan Long Fired from Cambridge Investment Research

Securities Lawyer Jonathan Kurta
By: Jonathan Kurta Author
June 19, 2023 at 3:59pm

Jonathan Long (CRD #: 5992305), a broker formerly registered with Cambridge Investment Research, was fired from that firm after allegedly failing to disclose legal actions, according to his BrokerCheck record, accessed on June 7, 2023. Keep reading if you want to know more about his alleged conduct as a broker.

Termination from Cambridge Investment Research

On April 18, 2023, Jonathan Long was fired from Cambridge Investment Research for allegedly failing to disclose a felony charge and guilty plea to the firm.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Violations of many other rules may also qualify as violations of FINRA Rule 2010.

Tax Liens

On October 3, 2022, and May 1, 2019, Jonathan Long incurred tax liens totaling $149,213.81.

Criminal Charge

On August 27, 2021, Jonathan Long pled guilty to a felony charge.

Background Information

Jonathan Long has passed the following exams:

  • Series 63 – Uniform Securities Agent State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 6 – Investment Company Products/Variable Contracts Representative Examination

He previously worked for Cambridge Investment Research (CRD#:39543) and Cetera Financial Specialists (CRD#:10358).

Kurta Law Can Help

If you worked with Jonathan Long and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

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