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Investor Alleges Jonathan Hatch Made Unauthorized Withdrawals

Securities Lawyer Jonathan Kurta
By: Jonathan Kurta Author
August 8, 2025 at 5:26pm

Jonathan Hatch (CRD #: 5087255), a broker registered with LPL Financial, is the subject of an investor dispute, according to his BrokerCheck record, accessed on July 5, 2025. If you have questions about his alleged conduct as a broker, read on.

Investor Dispute

On April 26, 2025, an investor alleged that Jonathan Hatch made unauthorized withdrawals from their account in November 2021. They seek $75,000 in damages in this pending dispute.

FINRA Rule 2150

FINRA Rule 2150 prohibits the improper use of investors’ funds.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

Jonathan Hatch has passed the following exams:

  • Securities Industry Essentials Examination – SIE

  • Investment Company Products/Variable Contracts Representative Examination – Series 6

  • Uniform Investment Adviser Law Examination – Series 65

  • Uniform Securities Agent State Law Examination – Series 63

Jonathan Hatch is a registered broker in nine states and a registered investment adviser in Texas and Utah.

He has also worked for Lincoln Financial Securities (CRD#:3870) and Hornor, Townsend & Kent (CRD#:4031).

Kurta Law Can Help

If you worked with Jonathan Hatch and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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