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John Zhou Fired from JPMorgan Chase Bank

John Zhou (CRD #: 6943329), a broker registered with J.P. Morgan Securities, was fired from that firm’s affiliate bank, according to his BrokerCheck record, accessed on May 24, 2025. Keep reading if you want to know more about his alleged conduct as a broker.

Termination from JPMorgan Chase Bank

On February 24, 2025, John Zhou was fired from JPMorgan Chase Bank following allegations that he used an internal bank system to execute a transaction in his personal account and entered inaccurate information related to waiving a $2 fee on this transaction.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

John Zhou has passed the following exams:

  • Securities Industry Essentials Examination – SIE
  • Investment Company Products/Variable Contracts Representative Examination – Series 6
  • Uniform Securities Agent State Law Examination – Series 63

He previously worked for J.P. Morgan Securities (CRD#:79).

Kurta Law Can Help

If you worked with John Zhou and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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