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John Philipkosky Involved in a Six-Figure Dispute

Securities Lawyer Jonathan Kurta
By: Jonathan Kurta Author
September 15, 2023 at 1:11pm

John Philipkosky, a broker registered with Cetera Advisor Networks, is the subject of a dispute, according to his BrokerCheck record, accessed on September 15, 2023. Details concerning the dispute are provided below. 

On August 7, 2023, a trustee alleged that John Philipkosky assisted his client in making a change to a trust when the investor was not of sound mind. The trustee further alleged the change was detrimental because the trustee could not sell a property as intended. John Philipkosky also allegedly had the client’s signature notarized improperly. 

The claimant is seeking $260,000. 

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Having a signature notarized improperly may violate this rule. 

Background Information 

John Philipkosky has passed the following exams: 

  • Series 65 Uniform Investment Adviser Law Examination 
  • Series 63 Uniform Securities Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination
  • Series 7 General Securities Representative Examination 
  • Series 6 Investment Company Products / Variable Contracts Representative Examination 

He is a registered broker in nine states and is a registered investment adviser in Virginia. 

John Philipkosky has registered with the following firms: 

  • Securian Financial Services (CRD #: 15296) 
  • Farmers Financial Solutions (CRD #: 103863) 
  • Waddell & Reed (CRD #: 866) 

Kurta Law Can Help

If you worked with John Philipkosky and have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.

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