John Perez-Cubero Fired by Morgan Stanley Wealth Management
John Perez-Cubero (CRD #: 6674954) has been fired by Morgan Stanley Wealth Management. This is according to his BrokerCheck record, accessed on November 15, 2023. Keep reading if you have questions about his alleged performance as a broker.
On September 8, 2023, Morgan Stanley Wealth Management fired John Perez-Cubero following allegations of an unauthorized disbursement from a customer’s checking account covered by an unauthorized transfer from a customer’s brokerage account.
According to allegations filed on October 25, 2023, John Perez-Cubero engaged in misappropriation and forgery with respect to the disbursement of funds.
FINRA Rule 2010
FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Unauthorized transfers and disbursements violate this rule, as does misappropriation and forgery.
John Perez-Cubero has passed the following exams:
- Series 65 Uniform Investment Adviser Law Examination
- Series 63 Uniform Securities Agent State Law Examination
- SIE – Securities Industry Essentials Examination
- Series 7 General Securities Representative Examination
John Perez-Cubero has registered with two firms: Morgan Stanley (CRD #: 149777) and Merrill Lynch, Pierce, Fenner & Smith (CRD #: 7691).
Kurta Law Can Help
If you worked with John Perez-Cubero and have concerns about your investments, please contact us today at 877-600-0098 or email@example.com for a free consultation.
For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.