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John Howle is the Subject of a Six-Figure Dispute

John Howle (CRD #: 1284162), a broker registered with USCA Securities, is the subject of an investor dispute. This is according to his BrokerCheck record, accessed on July 26, 2024. Keep reading if you have questions regarding his alleged conduct. 

Investor Allegations 

On May 17, 2024, an investor alleged that John Howle recommended securities that did not perform as well as expected. The investor is seeking $499,999.

Employment Separation After Allegations 

There are two terminations on John Howle’s record – he has been discharged from Raymond James & Associates and Dean Witter Reynolds. 

Background Information 

John Howle has passed the following exams: 

  • Series 66 – Uniform Combined State Law Examination 
  • Series 63 Uniform Securities Agent State Law Examination 
  • Series 52TO Municipal Securities Representative Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination 
  • Series 53 Municipal Securities Principal Examination 

He is a registered broker in 18 states and is a registered investment adviser in Texas. 

During his 39 years of experience, John Howle has registered with nine firms. These are the five most recent: 

  • USCA (CRD #: 103789) 
  • U.S. Capital Wealth Advisors (CRD #: 288199) 
  • USCA RIA (CRD #: 152170)
  • Raymond James & Associates (CRD #: 705) 
  • May Financial Corporation (CRD #: 3927) 

Kurta Law Can Help 

If you have worked with John Howle and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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