John Freiburger is the Subject of a Suitability Dispute

John Freiburger (CRD #: 2163773), a broker registered with Kestra Investment Services, is the subject of an investor dispute. This disclosure appears on his BrokerCheck record, accessed on April 30, 2024. Details concerning this dispute are provided below. 

Investor Allegations 

John Freiburger is the subject of an investor dispute alleging he recommended an unsuitable investment. 

What is an Unsuitable Investment?

FINRA Rule 2111 requires brokers to evaluate whether an investment strategy fits their investor’s financial goals. Brokers must examine the investor’s profile, which contains the following investor characteristics:

• Age
• Risk tolerance
• Time horizon (i.e., how long the investor plans to hold the investment)
• Investing experience
• Tax status
• Financial goals

Investors who rely on brokers for recommendations may be able to recover losses from unsuitable investment recommendations by pursuing FINRA arbitration.

Background Information 

John Freiburger has passed the following exams: 

• Series 63 Uniform Securities Agent State Law Examination 
• SIE – Securities Industry Essentials Examination 
• Series 7 General Securities Representative Examination 
• Series 6 Investment Company Products/ Variable Contracts Representative Examination 

He is a registered broker in 39 states and D.C. He is a registered investment adviser in Illinois and Texas. 

During his 32 years of experience, John Freiburger has registered with four firms: 

• Kestra Investment Services (CRD #: 42046) 
• Kestra Advisory Services (CRD #: 283330) 
• NFP Advisor Services (CRD #: 42046) 
• Northwestern Mutual Investment Services (CRD #: 2881) 
• Robert W. Baird & Co. Incorporated (CRD #: 8158) 

Kurta Law Can Help 

If you have worked with John Freiburger and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.