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Jin Lim Fired Following Allegations of Manipulative Trading

Securities Lawyer Jonathan Kurta
By: Jonathan Kurta Author
August 8, 2023 at 4:21pm

Jin Lim (CRD #: 6925280) has been terminated, according to his BrokerCheck record, accessed on June 30, 2023. For more information on the firm’s allegations, keep reading. 

On June 30, 2023, Barclays Bank terminated Jin Lim following allegations that he canceled certain orders that were placed opposite the representative’s smaller order in the same financial instrument. 

What is Stock Market Manipulation?

Stock market manipulation can describe a number of trading strategies that brokers may execute in order to create a more favorable trading environment for their own stocks. 

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Manipulative trading violates this rule. 

Background Information 

Jin Lim has passed the following exams: 

  • Series 63 Uniform Securities Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination 

Jin Lim has worked for the following firms: 

  • Barclays Capital (CRD #: 19714) 
  • Goldman Sachs (CRD #: 361) 

Kurta Law Can Help

If you worked with Jin Lim and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.

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