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Jim Turpin Fired by USA Financial Securities Corporation

Jim Turpin (CRD #: 5937001) has been fired by USA Financial Securities Corporation. This disclosure appears on his BrokerCheck record, accessed on July 11, 2024. Investors may have engaged his services through Chelsea Wealth Management. 

Employment Separation After Allegations 

On June 7, 2024, USA Financial Securities Corporation terminated Jim Turpin following allegations that he misappropriated funds from a client account. 

High Standards of Commercial Honor 

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Misappropriation violates this rule. 

Background Information 

Jim Turpin has passed the following exams: 

  • Series 63 Uniform Securities Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination
  • Series 6 Investment Company Products / Variable Contracts Representative Examination 

He has registered with the following firms: 

  • USA Financial Services Corporation (CRD #: 103857) 
  • United Planners’ Financial Services of America A Limited Partner (CRD #: 20804) 
  • BCG Securities (CRD #: 70) 

Kurta Law Can Help 

If you have worked with Jim Turpin and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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