Jessica Hall is the Subject of a Misrepresentation Dispute

Jessica Hall (CRD #: 4879088), a broker registered with Raymond James & Associates, is the subject of an investor dispute. This disclosure appears on her BrokerCheck record, accessed on April 15, 2024. Keep reading if you have questions regarding her alleged conduct. 

Investor Dispute

On December 14, 2023, an investor alleged that Jessica Hall recommended a 7-year market-linked certificate of deposit. The firm received a complaint that she misrepresented the product and the investor allegedly expected a return of 225%. 

The dispute was denied by the firm, but investors should know that firms can deny disputes without any external review. Investors can still recover their losses following a dispute. 

Misrepresentation 

FINRA Rule 2020 forbids the use of deceptive, manipulative, and otherwise fraudulent methods to influence the purchase and sale of securities. The misrepresentation or omission of material facts violates this rule.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information 

Jessica Hall has passed the following exams:

• Series 63 Uniform Securities Agent State Law Examination 
• SIE – Securities Industry Essentials Examination 
• Series 7 General Securities Representative Examination 
• Series 6 Investment Company Products/ Variable Contracts Representative Examination 

She is a registered broker in nine states and is a registered investment adviser in Alabama and Texas. 

During her 19 years of experience, Jessica Hall has registered with the following firms: 

• Raymond James & Associates (CRD #: 705) 
• BBVA Securities (CRD #: 27060) 
• PNC Managed Account Solutions (CRD #: 110476) 
• BBVA Compass Investment Solutions (CRD #: 17086) 
• St. Johns Wealth Management (CRD #: 105564) 

Kurta Law Can Help 

If you have worked with Jessica Hall and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.