Jeremy Isleman Fired from Hornor, Townsend & Kent

Jeremy Isleman (CRD #: 5784741), a broker formerly registered with Hornor, Townsend & Kent, was fired from that firm, according to his BrokerCheck record, accessed on November 14, 2024. Keep reading if you want to know more about his alleged conduct as a broker.

Termination from Hornor, Townsend & Kent

On October 4, 2024, Jeremy Isleman was fired from Hornor, Townsend & Kent following the filing of a Letter of Acceptance, Waiver & Consent (AWC) with FINRA. The AWC alleged that he claimed to complete a continuing education course required to renew his New York state insurance license when another individual completed it on his behalf instead.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

FINRA Suspension

On September 10, 2024, Jeremy Isleman consented to the entry of findings that he allegedly falsely certified to the State of New York that he had completed the required continuing education course needed to renew his state insurance license.

According to an AWC, the State of New York allegedly required individuals holding insurance licenses to complete 15 continuing education credits to renew their license. In November 2021, another individual allegedly completed these credits on Jeremy Isleman’s behalf.

The AWC concluded that these allegations constitute violations of FINRA Rule 2010.

Sanctions

Jeremy Isleman consented to the following sanctions:

• 1-month suspension from associating with FINRA members
• $5,000 fine

His suspension ran from October 7 to November 6, 2024. You can read the full AWC here.

Background Information

Jeremy Isleman has passed the following exams:

• Series 66 – Uniform Combined State Law Examination
• Series 63 – Uniform Securities Agent State Law Examination
• SIE – Securities Industry Essentials Examination
• Series 7 – General Securities Representative Examination
• Series 6 – Investment Company Products/Variable Contracts Representative Examination

He previously worked for Hornor, Townsend & Kent (CRD#:4031) and MetLife Securities (CRD#:14251).

Kurta Law Can Help

If you worked with Jeremy Isleman and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.