Investor Alleges Jeffrey Smulevitz Misrepresented Risk of Credit Suisse Bond
Jeffrey Smulevitz (CRD #: 6227365), a broker registered with Morgan Stanley, allegedly misrepresented an investment, according to his BrokerCheck record, accessed on April 19, 2023. Keep reading if you have questions about his alleged conduct as a broker.
Investor Dispute
On March 19, 2023, an investor alleged that, among other things, Jeffrey Smulevitz misrepresented the risk involved with purchasing a Credit Suisse bond in February 2023. This dispute is currently pending.
FINRA Rule 2020
FINRA Rule 2020 bans the use of deception, manipulation, and other fraudulent methods to influence the purchase and sale of securities. Misrepresenting an investment’s requirements, features, or limitations violates this rule.
Background Information
Jeffrey Smulevitz has passed the following exams:
- Series 66 – Uniform Combined State Law Examination
- SIE – Securities Industry Essentials Examination
- Series 7 – General Securities Representative Examination
Jeffrey Smulevitz is a registered broker in 27 states and a registered investment adviser in New Jersey and Texas.
He has also worked for Merrill Lynch, Pierce, Fenner & Smith (CRD#:7691) and J.H. Darbie & Company (CRD#:43520).
Kurta Law Can Help
If you worked with Jeffrey Smulevitz and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.
For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.