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Jeffrey Kantar Allegedly Misrepresented Annuities

Aug 29, 2022 Misrepresentation

Jeffrey Kantar (CRD #: 2442053), a broker registered with Northwestern Mutual Investment Services, allegedly made misrepresentations, according to his BrokerCheck record, accessed on August 5, 2022. Read on if you want to know more about Jeffrey Kantar’s conduct as a broker.

Investor Dispute

On May 27, 2022, an investor alleged that Jeffrey Kantar misrepresented their variable income payment plan contracts relating to annuities. This dispute is currently pending.

FINRA Rule 2020

FINRA Rule 2020 bans the use of manipulation, deception, and other fraudulent tactics to influence the purchase and sale of securities. Misrepresenting an investment’s fees, limitations, risks, or other information also violates this rule.

FINRA Rule 2010

Violating state insurance requirements violates FINRA Rule 2010. FINRA Rule 2010 requires brokers to uphold high standards of commercial honor and just and equitable principles of trade.

Background Information

Jeffrey Kantar has passed the following exams:

  • Series 66 – Uniform Combined State Law Examination
  • Series 63 – Uniform Securities Agent State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 7 – General Securities Representative Examination
  • Series 6 – Investment Company Products/Variable Contracts Representative Examination
  • Series 24 – General Securities Principal Examination

Jeffrey Kantar is a registered broker in 14 states.

He has also worked for Robert W. Baird & Company (CRD#:8158).

Kurta Law Can Help

If you worked with Jeffrey Kantar and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

 

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.