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Jeffrey Glazer Allegedly Recommended Unsuitable Private Placements

Jeffrey Glazer (CRD #: 2818073), a broker registered with Alliance Global Partners, is the subject of his sixth investor dispute. This disclosure appears on his BrokerCheck record, accessed on April 16, 2024. Details concerning this dispute are provided below. 

Investor Dispute

On December 12, 2023, an investor alleged Jeffrey Glazer recommended unsuitable private placements and charged excessive commissions. Private placements are often unsuitable due to their high risk. 

Excessive Commissions

FINRA Rule 2111, a.k.a. The Suitability Rule, requires brokers to tailor their investment recommendations to suit investors’ needs. Trades must be quantitatively suitable, meaning the number of trades must suit an investor’s needs. Each trade comes with a transaction fee, also known as a commission. Too many transactions will result in excessive fees for the investor. Excessive trading is also known as “churning.” 

Background Information 

Jeffrey Glazer has passed the following exams: 

  • Series 63 Uniform Securities Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination 

He is a registered broker in 46 states, D.C., and Puerto Rico. 

During his 27 years of experience, Jeffrey Glazer has registered with nine firms. These are the four most recent: 

  • Alliance Global Partners (CRD #: 8361) 
  • Laidlaw & Company (UK) LTD. (CRD #: 119037) 
  • EKN Financial Services (CRD #: 113525) 
  • Capital Growth Financial (CRD #: 41040) 

Kurta Law Can Help 

If you have worked with Jeffrey Glazer and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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