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Jeffrey Davidson Fired from Equitable Advisors

Jeffrey Davidson (CRD #: 4585780), a broker registered with Purshe Kaplan Sterling Investments, was fired from his previous firm, according to his BrokerCheck record, accessed on April 15, 2022. Read on if you have questions about Jeffrey Davidson’s conduct as a broker.

Discharge from Equitable Advisors

On January 26, 2022, Jeffrey Davidson was fired from Equitable Advisors after allegedly engaging in a private securities transaction without the approval of the firm.

FINRA Rule 3280

FINRA Rule 3280 prohibits brokers from engaging in private securities transactions without the knowledge of their firm. Brokers must disclose their role in the transaction as well as any compensation they might receive. 

Background Information

Jeffrey Davidson has passed the following exams:

  • Series 66 – Uniform Combined State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 7 – General Securities Representative Examination
  • Series 24 – General Securities Principal Examination

Jeffrey Davidson is a registered broker in 10 states and a registered investment adviser in Texas.

He has also worked for PKS Advisory Services (CRD#:125648) and Equitable Advisors (CRD#:6627).

Kurta Law Can Help

If you worked with Jeffrey Davidson and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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