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Jay Pocius Fired from Wells Fargo Advisors Financial Network

Securities Lawyer Jonathan Kurta
By: Jonathan Kurta Author
July 18, 2023 at 7:46pm

Jay Pocius (CRD #: 6018543), a broker registered with Great Point Capital, was fired from his previous firm following alleged conversion, according to his BrokerCheck record, accessed on July 12, 2023. If you have questions about his alleged conduct as a broker, read on.

Termination from Wells Fargo Advisors Financial Network

On May 9, 2023, Jay Pocius was fired from Wells Fargo Advisors Financial Network after allegedly admitting to using funds from a client account for his personal benefit.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Violations of many other rules may also qualify as violations of FINRA Rule 2010.

FINRA Rule 2150

FINRA Rule 2150 prohibits the improper use of investors’ funds.

Background Information

Jay Pocius has passed the following exams:

  • Series 66 – Uniform Combined State Law Examination
  • Series 57TO – Securities Trader Exam
  • SIE – Securities Industry Essentials Examination
  • Series 7 – General Securities Representative Examination
  • Series 24 – General Securities Principal Examination

Jay Pocius is a registered broker in Illinois.

He has also worked for the following firms:

  • Wells Fargo Advisors Financial Network (CRD#:11025)
  • PNC Investments (CRD#:129052)
  • J.P. Morgan Securities (CRD#:79)
  • Edward Jones (CRD#:250)

Kurta Law Can Help

If you worked with Jay Pocius and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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