Javan Toledo Terminated by Fidelity Brokerage Services
Javan Toledo (CRD #: 7209809) has been fired by Fidelity Brokerage Services. This is according to his BrokerCheck record, accessed on August 4, 2023. Keep reading for more information.
On June 22, 2023, Fidelity Brokerage Services fired Javan Toledo following allegations that he presented inaccurate information related to planning tools and improperly used planning tools. He allegedly input information into the tools without confirming with clients the accuracy of the information. This allegedly impacted performance metrics.
FINRA Rule 4511
FINRA Rule 4511 requires firms to keep accurate and up-to-date books and records. Failure to input accurate information may violate this rule.
FINRA Rule 2010
FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Violations of Rule 4511 may also violate this rule.
Javan Toledo has passed the following exams:
- Series 66 Uniform Combined State Law Examination
- Series 63 Uniform Securities Agent State Law Examination
- Series 7TO General Securities Representative Examination
- SIE – Securities Industry Essentials Examination
He has only ever registered with Fidelity Brokerage Services (CRD #: 7784).
Kurta Law Can Help
If you worked with Javan Toledo and you have concerns about your investments, please contact us today at 877-600-0098 or email@example.com for a free consultation.
For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.