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Jason Volkoff Allegedly Misrepresented an Investment

Jason Volkoff (CRD #: 4230942), a previously registered broker with LPL Financial, is the subject of an investor dispute. This is according to his BrokerCheck record, accessed on February 23, 2024. Details concerning the dispute are provided below. 

Allegations of Misrepresentation

According to allegations filed on November 28, 2023, Jason Volkoff misrepresented investments from March 19, 2018, through November 16, 2023. 

What is Misrepresentation? 

FINRA Rule 2020 forbids the use of deceptive, manipulative, and otherwise fraudulent methods to influence the purchase and sale of securities. The misrepresentation or omission of material facts violates this rule.

High Standards of Commercial Honor 

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Violations of FINRA Rule 2020 also violate this rule. 

Background Information 

Jason Volkoff has passed the following exams: 

  • Series 66 Uniform Combined State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 31 Futures Managed Funds Examination 
  • Series 7 General Securities Representative Examination

During his 17 years of experience, he registered with eight firms: 

  • LPL Financial (CRD #: 6413) 
  • Princor Financial Services Corporation (CRD #: 1137) 
  • Cleary Gull (CRD #: 45309) 
  • Century Securities Associates (CRD #: 28218) 
  • AXA Advisors (CRD #: 6627) 
  • B.C. Ziegler and Company (CRD #: 61) 
  • Allstate Financial Services (CRD #: 18272) 
  • RBC Dain Rauscher (CRD #: 31194) 

Kurta Law Can Help 

If you have worked with Jason Volkoff and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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