Jason Salmon (CRD #6081963) Has Customer Dispute Disclosures on FINRA BrokerCheck

Jason Salmon (CRD #6081963) is a broker with customer dispute disclosures on FINRA BrokerCheck. We reviewed his BrokerCheck report on March 24, 2026. It reflects four customer dispute disclosures. If you invested with Jason Salmon and have concerns, keep reading.

BrokerCheck link: BrokerCheck

BrokerCheck report: BrokerCheck Report (PDF)

Investor Disputes / Customer Complaints

Jason Salmon’s FINRA BrokerCheck Report reflects four customer dispute disclosures. Two examples are below. BrokerCheck reports two additional customer dispute disclosures.

On January 8, 2026, a customer alleged Jason Salmon failed to conduct reasonable due diligence, was negligent, failed to make material disclosures, failed to conduct suitability, and made misrepresentations and omissions tied to a private placement. The customer sought $100,000 in damages. Jason Salmon FINRA BrokerCheck lists the matter as pending in FINRA arbitration under docket 25-02605.

Another customer dispute was served in September 2024 and also involved a private placement. Customers alleged failures in due diligence, disclosures, suitability, and fiduciary duties. Jason Salmon FINRA BrokerCheck shows the matter settled on October 21, 2025, for $87,000.

Rule Summary #1: FINRA Rule 2111 (Suitability)

FINRA Rule 2111 requires a reasonable basis for each recommendation. It also requires a broker to consider the customer’s profile, product risks, and financial ability. Disputes about private placements often raise these issues.

Rule Summary #2: FINRA Rule 2020 (Use of Manipulative, Deceptive or Other Fraudulent Devices)

FINRA Rule 2020 bars deceptive or fraudulent devices in securities transactions. Claims about misrepresentations or omitted facts can implicate this rule. It matters when investors say key facts were not fairly presented.

Why This Matters to Investors (Regulation Best Interest)

Regulation Best Interest (Reg BI) is a U.S. securities regulation. It strengthens the standard of conduct that broker-dealers owe to retail investors. It applies when they recommend securities transactions or investment strategies. The U.S. Securities and Exchange Commission adopted Reg BI. It became effective on June 30, 2020. Reg BI aims to protect investors while preserving access to brokerage products and services.

Reg BI requires broker-dealers and financial advisors to act in a retail customer’s best interest at the time of a recommendation. They must not place their own financial or other interests ahead of the customer’s. This standard is higher than the older “suitability” rule. Suitability meant a recommendation only had to be appropriate. It did not have to be the best option or free of conflicts.

Reg BI has four key obligations:

1. Disclosure Obligation – Broker-dealers must disclose material facts about the relationship and the recommendation. This includes fees, the scope of services, and conflicts of interest.

2. Care Obligation – Broker-dealers must use reasonable diligence, care, and skill. They must consider costs, risks, and alternatives when making a recommendation.

3. Conflict of Interest Obligation – Firms must identify conflicts of interest. They must disclose them and mitigate or eliminate them. This includes conflicts that create incentives to favor one product over another.

4. Compliance Obligation – Firms must maintain policies and procedures. Those policies should be designed to ensure compliance with Reg BI as a whole.

Reg BI applies to each recommendation. It is not a continuous duty like the fiduciary standard for registered investment advisers. Even so, it narrows the gap. It puts more focus on costs, conflicts, and investor-focused decision-making.

Overall, Regulation Best Interest promotes transparency. It also aims to improve the quality of investment recommendations. It is designed to reinforce trust between retail investors and broker-dealers in the U.S. securities markets.

Background Information (from BrokerCheck)

Based on His FINRA BrokerCheck report, Jason Salmon:

Is currently registered with Fnex Capital, LLC.

Has passed the Securities Industry Essentials (SIE) exam. Jason Salmon has also passed Series 22 and Series 63.

Was previously registered with firms that include Growth Capital Services, Inc., WealthForge Securities, LLC, Colorado Financial Service Corporation, EDI Financial, Inc., and Allied Beacon Partners, Inc.

Kurta Law Can Help

If you have worked with Jason Salmon and you have concerns about his activity, Kurta Law may be able to help you evaluate your legal options. To speak with Kurta Law, call 877-600-0098 or email info@kurtalawfirm.com.

Helpful resources: Securities Attorney | Securities Fraud

For nearly 20 years, Kurta Law has advocated for investors and helped hold financial professionals accountable. Our firm represents clients nationwide in securities arbitration and related disputes. If you believe a broker or firm mishandled your account, an attorney can review the facts and explain possible next steps.