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Jason Nelson is the Subject of an Investor Dispute

Jason Nelson (CRD #: 3069330), a broker registered with LPL Financial, is the subject of an investor dispute. This is according to his BrokerCheck record, accessed on June 24, 2024. Keep reading if you have questions regarding his alleged conduct. 

Investor Allegations 

On April 8, 2024, a customer’s estate alleged that Jason Nelson should not have effected certain transfers and sales of assets authorized pursuant to a power of attorney granted by the customer. The investor is seeking $900,000. 

High Standards of Commercial Honor 

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Effecting sales of assets may violate this rule. 

Background Information 

Jason Nelson has passed the following exams: 

  • Series 66 – Uniform Combined State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination 
  • Series 6 Investment Company Products / Variable Contracts Representative Examination  

He is a registered broker in 21 states and is a registered investment adviser in Ohio and Texas. 

During his 25 years of experience, Jason Nelson has registered with the following firms: 

  • LPL Financial (CRD #: 6413) 
  • Coordinated Capital Securities (CRD #: 14762) 
  • Cambridge Investment Research (CRD #: 39543) 
  • Eneric Financial Services (CRD #: 11761) 

Kurta Law Can Help 

If you have worked with Jason Nelson and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.