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Jason Lloyd Files for Bankruptcy Following Tax Lien

Jason Lloyd (CRD #: 4005418), a broker registered with Morgan Stanley, has filed for bankruptcy, according to his BrokerCheck record, accessed on March 11, 2025. Read on if you want to learn more.

Bankruptcy

On December 29, 2024, Jason Lloyd filed for bankruptcy.

Tax Lien

On December 16, 2024, Jason Lloyd incurred a tax lien of $173,004.27.

Background Information

Jason Lloyd has passed the following exams:

  • Securities Industry Essentials Examination – SIE
  • General Securities Representative Examination – Series 7
  • Uniform Investment Adviser Law Examination – Series 65
  • Uniform Securities Agent State Law Examination – Series 63

Jason Lloyd is a registered broker in 20 states and a registered investment adviser in California and Texas.

He has also worked for the following firms:

  • Wells Fargo Clearing Services (CRD#:19616)
  • Merrill Lynch, Pierce, Fenner & Smith (CRD#:7691)
  • Citigroup Global Markets (CRD#:7059)
  • UBS PaineWebber (CRD#:8174)

Kurta Law Can Help

If you worked with Jason Lloyd and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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