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Investor Alleges Jason LeBlanc Recommended Unsuitable Investments

Jason LeBlanc (CRD #: 6782560), a broker registered with Ameriprise Financial Services, allegedly made unsuitable investment recommendations, according to his BrokerCheck record, accessed on January 26, 2023. Keep reading if you have questions about his alleged conduct as a broker.

Investor Dispute

On November 18, 2022, an investor alleged that Jason LeBlanc gave unsuitable investment recommendations in January 2022. This dispute was denied by the firm.

Investors should be aware, however, that firms can deny disputes without an external review. Investors can still pursue FINRA arbitration after a denial and may be able to recover their losses.

FINRA Rule 2111

FINRA Rule 2111 requires brokers to recommend securities that sufficiently suit an investor’s financial goals. Brokers must consider the information in the investor’s profile, such as their age, tax status, and risk tolerance when recommending investments.

Investors who rely on brokers for recommendations may be able to recover their losses by seeking out FINRA arbitration.

Background Information

Jason LeBlanc has passed the following exams:

  • Series 66 – Uniform Combined State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 7 – General Securities Representative Examination

Jason LeBlanc is a registered broker in 22 states and a registered investment adviser in Maine, New Hampshire, and Texas.

Kurta Law Can Help

If you worked with Jason LeBlanc and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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