Jason Bosler Fired from Charles Schwab & Company
Jason Bosler (CRD #: 6259811), a broker formerly registered with Charles Schwab & Company, allegedly engaged in misconduct, according to his BrokerCheck record, accessed on February 15, 2023. If you have questions about his alleged conduct as a broker, keep reading.
Termination from Charles Schwab & Company
On December 13, 2022, Jason Bosler was fired from Charles Schwab & Company after allegedly failing to use “appropriate business judgment” with regard to changes in client advice enrollment.
FINRA Rule 2010
FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.
Jason Bosler has passed the following exams:
- Series 66 – Uniform Combined State Law Examination
- Series 63 – Uniform Securities Agent State Law Examination
- SIE – Securities Industry Essentials Examination
- Series 7 – General Securities Representative Examination
He previously worked for Charles Schwab & Company (CRD#:5393) and Fidelity Brokerage Services (CRD#:7784).
Kurta Law Can Help
If you worked with Jason Bosler and you have concerns about your investments, please contact us today at 877-600-0098 or email@example.com for a free consultation.
For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.