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Jamie Huffman Fired from Equitable Advisors

Jamie Huffman (CRD #: 6218021), a broker formerly registered with Equitable Advisors, has been fired from that firm, according to his BrokerCheck record, accessed on March 2, 2025. If you have questions about his alleged conduct as a broker, keep reading.

Termination from Equitable Advisors

On January 9, 2025, Jamie Huffman was fired from Equitable Advisors after allegedly failing to complete annual training and to maintain an active resident state insurance license.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

Jamie Huffman has passed the following exams:

  • Securities Industry Essentials Examination – SIE
  • General Securities Representative Examination – Series 7
  • Uniform Combined State Law Examination – Series 66
  • Uniform Securities Agent State Law Examination – Series 63

He has also worked for Equitable Advisors (CRD#:6627).

Kurta Law Can Help

If you worked with Jamie Huffman and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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