James Alexandro Fired by JP Morgan Chase Bank
James Alexandro (CRD #: 6827092), a broker formerly registered with JP Morgan Chase Bank, has been fired. This is according to his BrokerCheck record, accessed on February 7, 2022.
On November 30, 2021, JP Morgan allegedly fired James Alexandro following allegations that he indicated in an internal system that both customers were present when adding a signer to an existing account when they were not. He also allegedly signed on behalf of the customer using a click-to-sign method. This would have resulted in inaccurate books and records. FINRA Rule 4511 requires brokers to maintain accurate books and records.
James Alexandro has passed the following exams:
- Series 63 Uniform Securities Agent State Law Examination
- SIE – Securities Industry Essentials Examination
- Series 6 Investment Company Products/ Variable Contracts Representative Examination
He has only registered with JP Morgan Securities (CRD #: 79).
Kurta Law Can Help
If you have worked with James Alexandro and have concerns about your investments, don’t hesitate to contact us today at 877-600-0098 or email@example.com for a free consultation.
For nearly 20 years, Kurta Law has advocated on behalf of investors who have lost money following broker fraud or misconduct. Kurta Law is a nationally recognized law firm and exclusively represents investors on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Our attorneys will work tirelessly to restore your lost funds and get your financial future back on track.