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Jacob Myers Resigns from Northwestern Mutual Investment Services

Jacob Myers (CRD #: 4729842), a broker registered with Wells Fargo Clearing Services, resigned from his previous firm, according to his BrokerCheck record, accessed on October 30, 2022. If you want to know more about Jacob Myers’s conduct as a broker, keep reading.

Resignation from Northwestern Mutual Investment Services

On August 4, 2022, Jacob Myers was permitted to resign from Northwestern Mutual Investment Services after allegedly admitting to affixing signatures on multiple investment documents for a client and originally stating that he had not done so.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Non-genuine signatures violate FINRA Rule 2010. 

Background Information 

Jacob Myers has passed the following exams:

  • Series 63 – Uniform Securities Agent State Law Examination
  • Series 65 – Uniform Investment Adviser Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 7 – General Securities Representative Examination

Jacob Myers is a registered broker in Maryland.

He has also worked for the following firms:

  • Northwestern Mutual Investment Services (CRD#:2881)
  • Global Retirement Partners (CRD#:172011)
  • LPL Financial (CRD#:6413)

Kurta Law Can Help

If you worked with Jacob Myers and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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