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Ivor Thomas Involved in an Investor Dispute

Ivor Thomas (CRD #: 6556753), a broker registered with Edward Jones, is the subject of an investor dispute. This disclosure appears on his BrokerCheck record, accessed on September 27, 2024. Keep reading if you have questions regarding his alleged conduct. 

Investor Allegations 

On July 24, 2024, an investor alleged that Ivor Thomas advised them to make Roth contributions despite their eligibility limitations based on their income. 

High Standards of Commercial Honor 

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Providing unsuitable recommendations in light of eligibility limitations may violate this rule. 

Background Information 

Ivor Thomas has passed the following exams: 

  • Series 66 Uniform Combined State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination 

He is a registered broker in 13 states and is a registered investment adviser in California and Texas. 

Kurta Law Can Help 

If you worked with Ivor Thomas and you have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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