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Irina Baican Fired by Wells Fargo

Irina Baican (CRD #:6456076) has been terminated by Wells Fargo. This disclosure appears on her BrokerCheck record, accessed on January 19, 2024. Keep reading if you have questions concerning her alleged conduct. 

On November 14, 2023, Wells Fargo fired Irina Baican following allegations that she did not meet branch operating standards involving securing confidential information and preventing loss exposure. 

Loss Exposure 

FINRA Rule 2111 requires brokers to choose investment strategies that suit their clients’ financial needs. Choosing unsuitable, risky securities can expose investors to too much risk. Lack of diversification may also result in losses.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Failure to protect investors from losses may violate this rule. 

Background Information 

Irina Baican has passed the following exams:

  • Series 63 Uniform Securities Agent State Law Examination 
  • Series 6TO Investment Company Products/Variable Contracts Representative Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 6 Investment Company Products / Variable Contracts Representative Examination 

She has registered with the following firms: 

  • Wells Fargo Clearing Services (CRD #: 19616)
  • J.P. Morgan Securities (CRD #: 79) 

Kurta Law Can Help 

If you have worked with Irina Baican and you have concerns about your investments, do not hesitate to contact us at 877-600-0098 or for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.