Ignacio Antonio Perezanta Ordonez (CRD #5262904) Has 2 Customer Dispute Disclosures and 1 Employment Separation Disclosure on FINRA BrokerCheck

Ignacio Antonio Perezanta Ordonez (CRD #5262904) was previously registered as a broker. We reviewed his BrokerCheck report on April 11, 2026. It reflects two customer disputes and one employment separation disclosure. If you invested with Ignacio Antonio Perezanta Ordonez and have concerns, keep reading.

BrokerCheck link: BrokerCheck

BrokerCheck report: BrokerCheck Report (PDF)

Investor Disputes / Customer Complaints

Ignacio Antonio Perezanta Ordonez’s FINRA BrokerCheck Report reflects two customer dispute disclosures. Summaries of the disputes are below:

On March 23, 2022, a customer alleged Ignacio Antonio Perezanta Ordonez recommended a mutual fund transaction that was unsuitable. Ignacio Antonio Perezanta Ordonez’s FINRA BrokerCheck report lists alleged damages of $5,000 and shows the complaint was withdrawn on April 14, 2022. The broker statement says the client continued to hold the position after a discussion with the representative and withdrew the complaint.

On April 4, 2020, a customer alleged Ignacio Antonio Perezanta Ordonez engaged in unauthorized trading of mutual fund shares. Ignacio Antonio Perezanta Ordonez’s FINRA BrokerCheck report lists alleged damages of $263,587 and shows the complaint was withdrawn on April 29, 2020.

Employment Separation

Ignacio Antonio Perezanta Ordonez’s FINRA BrokerCheck Report reflects one employment separation disclosure. A summary of that disclosure is below:

On February 2, 2026, BBVA Global Wealth Advisors Inc. discharged Ignacio Antonio Perezanta Ordonez. Ignacio Antonio Perezanta Ordonez’s FINRA BrokerCheck report states an internal review found violations of the firm’s compliance policies and procedures. The firm statement says no client accounts, client assets, or customers were affected, and no customer harm was identified.

Rule Summary #1: FINRA Rule 2111 (Suitability)

FINRA Rule 2111 requires a broker to have a reasonable basis for a recommendation and to match it to the customer’s investment profile. Disputes about mutual fund suitability often raise questions about whether the recommendation fit the investor’s needs.

Rule Summary #2: FINRA Rule 2010 (Standards of Commercial Honor and Principles of Trade)

FINRA Rule 2010 requires member firms and associated persons to observe high standards of commercial honor and just and equitable principles of trade. Allegations of unauthorized trading or failures to follow firm compliance procedures can raise concerns under that standard.

Why This Matters to Investors (Regulation Best Interest (Reg BI))

Regulation Best Interest (Reg BI) is a U.S. securities regulation. It strengthens the standard of conduct that broker-dealers owe to retail investors. It applies when they recommend securities transactions or investment strategies. The U.S. Securities and Exchange Commission adopted Reg BI. It became effective on June 30, 2020. Reg BI aims to protect investors while preserving access to brokerage products and services.

Reg BI requires broker-dealers and financial advisors to act in a retail customer’s best interest at the time of a recommendation. They must not place their own financial or other interests ahead of the customer’s. This standard is higher than the older “suitability” rule. Suitability meant a recommendation only had to be appropriate. It did not have to be the best option or free of conflicts.

Reg BI has four key obligations:

Disclosure Obligation – Broker-dealers must disclose material facts about the relationship and the recommendation. This includes fees, the scope of services, and conflicts of interest.

Care Obligation – Broker-dealers must use reasonable diligence, care, and skill. They must consider costs, risks, and alternatives when making a recommendation.

Conflict of Interest Obligation – Firms must identify conflicts of interest. They must disclose them and mitigate or eliminate them. This includes conflicts that create incentives to favor one product over another.

Compliance Obligation – Firms must maintain policies and procedures. Those policies should be designed to ensure compliance with Reg BI as a whole.

Reg BI applies to each recommendation. It is not a continuous duty like the fiduciary standard for registered investment advisers. Even so, it narrows the gap. It puts more focus on costs, conflicts, and investor-focused decision-making.

Overall, Regulation Best Interest promotes transparency. It also aims to improve the quality of investment recommendations. It is designed to reinforce trust between retail investors and broker-dealers in the U.S. securities markets.

Background Information (from BrokerCheck)

Based on His FINRA BrokerCheck report, Ignacio Antonio Perezanta Ordonez:

Is not currently registered as a broker.

Has passed the Securities Industry Essentials (SIE) exam. Ignacio Antonio Perezanta Ordonez has also passed Series 7, Series 65, and Series 66.

Was previously registered with firms that include PNC Investments, BBVA Securities Inc., BBVA Compass Investment Solutions, Inc., and BBVA Investments Inc.

Kurta Law Can Help

If you have worked with Ignacio Antonio Perezanta Ordonez and you have concerns about his activity, Kurta Law may be able to help you evaluate your legal options. To speak with Kurta Law, call 877-600-0098 or email info@kurtalawfirm.com.

Helpful Resources: Unsuitable Investments | Unauthorized Trading

For nearly 20 years, Kurta Law has advocated for investors and helped hold financial professionals accountable. Our firm represents clients nationwide in securities arbitration and related disputes. If you believe a broker or firm mishandled your account, an attorney can review the facts and explain possible next steps.