Honey Alumisin Fired from Merrill Lynch, Pierce, Fenner & Smith
Honey Alumisin (CRD #: 6993084), a broker formerly registered with Merrill Lynch, Pierce, Fenner & Smith, was fired from that firm, according to his BrokerCheck record, accessed on February 15, 2023. Keep reading if you have questions about his alleged conduct as a broker.
Termination from Merrill Lynch, Pierce, Fenner & Smith
On December 21, 2022, Honey Alumisin was fired from Merrill Lynch, Pierce, Fenner & Smith following alleged misconduct, including inaccurately claiming fraudulent activity occurred in a personal investment account.
FINRA Rule 2010
FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Various types of misconduct violate FINRA Rule 2010. If you believe your broker engaged in misconduct, reach out to a securities attorney for a free case evaluation.
Honey Alumisin has passed the following exams:
- Series 66 – Uniform Combined State Law Examination
- SIE – Securities Industry Essentials Examination
- Series 7 – General Securities Representative Examination
He previously worked for Merrill Lynch, Pierce, Fenner & Smith (CRD#:7691).
Kurta Law Can Help
If you worked with Honey Alumisin and you have concerns about your investments, please contact us today at 877-600-0098 or firstname.lastname@example.org for a free consultation.
For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.