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Harland Jacobs is the Subject of an Investor Dispute

Harland Jacobs (CRD #: 3005519), a broker registered with Wells Fargo Clearing Services, is the subject of an investor dispute. This is according to his BrokerCheck record, accessed on September 9, 2024. Keep reading if you have questions about his alleged conduct. 

Investor Allegations 

On May 24, 2024, an investor alleged that Harland Jacobs was unaware of a cash balance when accepting an order to purchase a security. The security was allegedly not purchased and the investor therefore lost the opportunity to earn interest. 

The dispute was denied by the firm.

Investors should know that this is the second investor dispute on his record. 

Background Information 

Harland Jacobs has passed the following exams: 

  • Series 65 Uniform Investment Adviser Law Examination 
  • Series 63 Uniform Securities Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination 

He is a registered broker in 20 states and is a registered investment adviser in Connecticut and Florida. 

During his 26 years of experience, she has registered with three firms: 

  • Wells Fargo Clearing Services (CRD #: 19616) 
  • NBC Securities (CRD #: 17870)
  • UBS Painewebber (CRD #: 8174) 

Kurta Law Can Help 

If you worked with Harland Jacobs and you have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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