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Gina Martinez Allegedly Did Not Disclose Surrender Charges

By: kurtablogs Author
November 30, 2025 at 8:29pm

Gina Martinez (CRD #: 6103206), a previously registered broker with Pruco Securities, is the subject of an investor dispute. This disclosure appears on his BrokerCheck record, accessed on November 30, 2025. Keep reading if you have questions regarding her alleged conduct.

Investor Dispute

On July 30, 2025, an investor alleged that Gina Martinez did not disclose surrender fees and charges at the time of sale. The investor sought $75,900, but the dispute was denied by the firm.

Investors should know, however, that firms can deny disputes without any external review. You can still recover funds following a denial.

Misrepresentation

FINRA Rule 2020 prohibits the use of manipulation, deception, and other fraudulent methods to influence investors’ decisions. This includes the misrepresentation or omission of information, such as an investment’s potential returns, risks, fees, or limitations.

Background Information

Gina Martinez has passed the following exams:

  • Series 63 Uniform Securities Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination

In six years, she has registered with five firms:

  • Pruco Securities (CRD #: 5685)
  • FSC Securities Corporation (CRD #: 7461)
  • LPL Financial (CRD #: 6413)
  • SII Investments (CRD #: 2225)
  • Invest Financial Corporation (CRD #: 12984)

Kurta Law Can Help

If you worked with Gina Martinez and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

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