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Gary Kieper is Facing Felony Theft Charges

Gary Kieper (CRD #: 4147968), a previously registered broker with Thrivent Investment Management, has been barred by FINRA. This disclosure appears on his BrokerCheck record, accessed on June 27, 2024. Keep reading if you have questions regarding his alleged conduct. 

Regulatory Actions 

On May 21, 2024, FINRA barred Gary Kieper following allegations that he refused to provide on-the-record testimony requested by FINRA, in violation of FINRA Rule 8210. 

FINRA Rule 8210

FINRA Rule 8210 requires members to submit their books and records for inspection and to appear for testimony in connection with FINRA investigations.

Criminal Charges

Gary Kieper has been charged with nine felonies, including two charges of theft of over $100,000 in a business setting. There are two other felony theft charges. 

High Standards of Commercial Honor 

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Theft violates this rule. 

Background Information

Gary Kieper has passed the following exams: 

  • Series 63 Uniform Securities Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 6 Investment Company Products / Variable Contracts Representative Examination 

Kurta Law Can Help 

If you have worked with Gary Kieper and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

 

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