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Garrison Huggins Terminated by Raymond James & Associates

Garrison Huggins (CRD #: 6819992) has been fired by Raymond James & Associates. This disclosure appears on his BrokerCheck record, accessed on August 7, 2024. Keep reading if you have questions regarding his alleged conduct. 

Employment Separation After Allegations

On July 1, 2024, Raymond James & Associates fired Garrison Huggins following allegations that he failed to comply with firm policies governing outside business activities, confidentiality of proprietary firm business materials, use of authorized technologies, and unauthorized non-consensual recording of internal discussions. 

Outside Business and Selling Away

FINRA Rule 3270 requires brokers to inform their firm of any outside business activities or any investments sold away from the firm. The brokerage firm may prohibit the activity if the firm believes the proposed activity may compromise the broker’s duties. Firms may also require brokers to seek approval of any outside business.

Background Information 

Garrison Huggins has passed the following exams: 

  • Series 66 – Uniform Combined State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination 

He has registered with the following firms: Raymond James & Associates (CRD #: 705) and Merrill Lynch, Pierce, Fenner & Smith (CRD #: 7691). 

Kurta Law Can Help 

If you have worked with Garrison Huggins and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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