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Investor Alleges Ganshyam Bhojwani Misled Her Into Purchasing Growth Fund

Ganshyam Bhojwani (CRD #: 4460859), a broker formerly registered with MML Investors Services, is involved in a pending dispute, according to his BrokerCheck record, accessed on January 19, 2023. Read on to learn more about his alleged conduct as a broker.

Investor Dispute

On December 5, 2022, an investor alleged that Ganshyam Bhojwani misled her into buying an aggressive growth fund on May 24, 2021. This dispute is currently pending.

FINRA Rule 2020

FINRA Rule 2020 forbids the use of manipulation, deception, and other unethical means of influencing investors’ decisions. The misrepresentation or omission of material facts violates this rule.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Violations of FINRA Rule 2020 frequently also qualify as violations of FINRA Rule 2010.

Background Information

Ganshyam Bhojwani has passed the following exams:

  • Series 63 – Uniform Securities Agent State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 6 – Investment Company Products/Variable Contracts Representative Examination

He has also worked for the following firms:

  • MML Investors Services (CRD#:10409)
  • M Holdings Securities (CRD#:43285)
  • Park Avenue Securities (CRD#:46173)
  • MetLife Securities (CRD#:14251)
  • Metropolitan Life Insurance Company (CRD#:4095)

Kurta Law Can Help

If you worked with Ganshyam Bhojwani and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

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