Galo Medina Facing a Criminal Charge Alleging Theft
Galo Medina (CRD #: 7259506), a broker formerly registered with Avantax Investment Services is facing a criminal charge alleging theft, according to their BrokerCheck record, accessed on February 2, 2022.
Criminal Charge Details
On October 11, 2021, Galo Medina was charged with a criminal case alleging theft. The charge is still pending. BrokerCheck does not provide details regarding the charge, but certain misdemeanors and felonies disqualify individuals from registering as a stockbroker. FINRA Rule 9520 outlines eligibility requirements for stockbrokers.
Galo Medina has passed the following exams:
- Series 7TO – General Securities Representative Examination
- SIE – Securities Industry Essentials Examination
Besides Avantax Investment Services, Galo Medina has not worked with any other firm.
Kurta Law Can Help
If you have been victimized by Galo Medina as a broker, don’t hesitate to get in touch with us today at 877-600-0098 or firstname.lastname@example.org for a free consultation.
For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.