Gabriel Tessar Allegedly Recommended Unsuitable Investments

Gabriel Tessar (CRD #: 1491923), a broker registered with Trident Partners, is the subject of an investor dispute. This disclosure appears on his BrokerCheck record, accessed on April 22, 2024. Keep reading if you have questions regarding his alleged conduct. 

Investor Allegations 

On March 11, 2024, investors alleged that Gabriel Tessar recommended investments that were unsuitable for their investors’ objectives and risk tolerance. 

What is an Unsuitable Investment?

FINRA Rule 2111 requires brokers to evaluate whether an investment strategy fits their investor’s financial goals. Brokers must examine the investor’s profile, which contains the following investor characteristics:

• Age
• Risk tolerance
• Time horizon (i.e., how long the investor plans to hold the investment)
• Investing experience
• Tax status
• Financial goals

Investors who rely on brokers for recommendations may be able to recover losses from unsuitable investment recommendations by pursuing FINRA arbitration.

Background Information 

Gabriel Tessar has passed the following exams: 

• Series 66 Uniform Combined State Law Examination 
• Series 63 Uniform Securities Agent State Law Examination 
• SIE – Securities Industry Essentials Examination 
• Series 7 General Securities Representative Examination 

He is a registered broker in 12 states and is a registered investment adviser in New Jersey. 

During his 36 years of experience, Gabriel Tessar has registered with 16 firms. These are the five most recent: 

• Trident Partners (CRD #: 41258) 
• Trident Advisors (CRD #: 145231)
• LPL Financial (CRD #: 6413) 
• Capital One Financial Advisors (CRD #: 127236) 
• Capital One Investment Services (CRD #: 25658) 

Kurta Law Can Help 

If you have worked with Gabriel Tessar and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.