Frank Valvano Terminated by Edward Jones
Frank Valvano (CRD #: 6762687) was fired by Edward Jones following allegations that he did not adhere to firm policies. This disclosure appears on his BrokerCheck record, accessed on October 9, 2023. He has since re-registered with LPL Financial. For more details, keep reading.
On August 8, 2023, Edward Jones terminated Frank Valvano following allegations that he did not adhere to firm policies related to annual reviews for investment advisory accounts.
FINRA Rule 2010
FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Violations of firm policies may violate this rule.
Frank Valvano has passed the following exams:
- Series 66 – Uniform Combined State Law Examination
- SIE – Securities Industry Essentials Examination
- Series 7 General Securities Representative Examination
He is a registered broker and investment adviser in Pennsylvania. He is also a registered broker in Tennessee.
During his six years of experience, he has registered with two firms: LPL Financial (CRD #: 6413) and Edward Jones (CRD #: 250).
Kurta Law Can Help
If you worked with Frank Valvano and have concerns about your investments, please contact us today at 877-600-0098 or email@example.com for a free consultation.
For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.