Investor Alleges Francisco Aguilera Misrepresented Investment

Francisco Aguilera (CRD #: 6024692), a broker registered with Fidelity Brokerage Services, allegedly misrepresented an investment, according to his BrokerCheck record, accessed on November 21, 2022. Investors may have also engaged his services through Fidelity Personal and Workplace Advisors in Altamonte Springs, Florida. If you want to know more about his alleged conduct as a broker, read on.

Investor Dispute

On August 11, 2022, an investor alleged Francisco Aguilera misrepresented a product as being principal-protected. Investments that are principal-protected will not lose the investor’s original  The client seeks $150,000 in damages in this pending dispute. 

FINRA Rule 2020

The misrepresentation of information related to investments violates FINRA Rule 2020, which prohibits the use of manipulative, deceptive, and otherwise unethical tactics to influence the purchase and sale of securities.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

Francisco Aguilera has passed the following exams:

• Series 66 – Uniform Combined State Law Examination
• Series 63 – Uniform Securities Agent State Law Examination
• SIE – Securities Industry Essentials Examination
• Series 7 – General Securities Representative Examination
• Series 10 – General Securities Sales Supervisor – General Module Examination
• Series 9 – General Securities Sales Supervisor – Options Module Examination

Francisco Aguilera is a registered broker in 27 states and a registered investment adviser in Florida and Texas.

He has also worked for Strategic Advisers (CRD#:104555).

Kurta Law Can Help

If you worked with Francisco Aguilera and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.