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Goldman Sachs & Company Fires Flavia Sounis for Allegedly Violating Firm Policy

Flavia Sounis (CRD #: 7150103), a broker formerly registered with Goldman Sachs & Company, allegedly violated firm policy, according to her BrokerCheck record, accessed on May 11, 2023. Keep reading if you have questions about her alleged conduct as a broker.

Termination from Goldman Sachs & Company

On March 10, 2023, Flavia Saunis was fired from Goldman Sachs & Company following allegations that she used an unapproved messaging platform for business-related communications.

The firm further alleged that she deleted those communications after learning of the firm’s review into the use of that platform.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

Flavia Sounis has passed the following exams:

  • Series 63 – Uniform Securities Agent State Law Examination
  • Series 87 – Research Analyst Exam – Part II Regulations Module
  • Series 7TO – General Securities Representative Examination
  • SIE – Securities Industry Essentials Examination

She previously worked for Goldman Sachs & Company (CRD#:361).

Kurta Law Can Help

If you worked with Flavia Sounis and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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