Fitzgerald Miller Permitted to Resign from Janney Montgomery Scott
Fitzgerald Miller (CRD #: 1922560), a broker registered with Revere Securities, resigned from his previous firm, according to his BrokerCheck record, accessed on June 30, 2022. If you want to know more about Fitzgerald Miller’s conduct as a broker, read on.
Resignation from Janney Montgomery Scott
On February 4, 2022, Fitzgerald Miller was permitted to resign from Janney Montgomery Scott for allegedly violating firm policy regarding the encryption of confidential information.
FINRA Rule 2010
FINRA Rule 2010 holds brokers to high standards of commercial honor and ethical conduct, and many types of unethical behavior not directly governed by other rules qualify as violations of this rule.
Fitzgerald Miller has passed the following exams:
- Series 65 – Uniform Investment Adviser Law Examination
- Series 63 – Uniform Securities Agent State Law Examination
- SIE – Securities Industry Essentials Examination
- Series 7 – General Securities Representative Examination
Fitzgerald Miller is a registered broker in Connecticut, New Jersey, New York, and Rhode Island, as well as the District of Columbia and Puerto Rico.
He has also worked for the following firms:
- Janney Montgomery Scott (CRD#:463)
- Oppenheimer & Company (CRD#:249)
- Merrill Lynch, Pierce, Fenner & Smith (CRD#:7691)
- AXA Advisors (CRD#:6627)
- Prudential Securities (CRD#:7471)
Kurta Law Can Help
If you worked with Fitzgerald Miller and you have concerns about your investments, please contact us today at 877-600-0098 or email@example.com for a free consultation.
For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.