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Fernando Corcuchia Resigns from NYLIFE Securities Over Alleged Misconduct

Fernando Corcuchia (CRD #: 5394734), a broker registered with Pruco Securities, was fired from his previous firm following allegations of misconduct, according to his BrokerCheck record, accessed on June 8, 2023. Keep reading if you have questions about his alleged conduct as a broker.

Resignation from NYLIFE Securities

On April 14, 2023, Fernando Corcuchia was permitted to resign from NYLIFE Securities following allegations that he submitted an electronic life insurance application for a client without her authorization, used his personal bank accounts as client accounts, and used his business email address in a way violating firm policy.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Violations of many other rules may also qualify as violations of FINRA Rule 2010.

Background Information

Fernando Corcuchia has passed the following exams:

  • Series 63 – Uniform Securities Agent State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 6 – Investment Company Products/Variable Contracts Representative Examination

Fernando Corcuchia is a registered broker in California.

He has also worked for NYLIFE Securities (CRD#:5167) and New England Securities (CRD#:615).

Kurta Law Can Help

If you worked with Fernando Corcuchia and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

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